How does the doctrine of judicial precedent work, and how can judges avoid or change earlier decisions?
Judicial precedent: stare decisis, ratio decidendi and obiter dicta, the hierarchy of the courts, binding and persuasive precedent, and the methods of avoiding precedent (overruling, reversing, distinguishing).
An OCR A-Level Law guide to judicial precedent. Explains stare decisis, ratio decidendi and obiter dicta, the court hierarchy, binding and persuasive precedent, and the methods of avoiding precedent, with key cases, worked exam answers and the AO3 evaluation the paper rewards.
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What this dot point is asking
OCR Component 2 Section A requires you to know how judge-made (common) law works through the doctrine of judicial precedent: stare decisis, the difference between ratio decidendi and obiter dicta, the court hierarchy, binding and persuasive precedent, and the ways judges can avoid or change an earlier decision. The skill is to describe these for AO1 and to evaluate the doctrine for AO3.
The answer
Stare decisis, ratio and obiter
The hierarchy and binding precedent
The courts form a hierarchy, and a court is generally bound by courts above it:
- The Supreme Court (formerly the House of Lords) binds all lower courts and may depart from its own previous decisions under the Practice Statement 1966 "when it appears right to do so" (R v Shivpuri).
- The Court of Appeal binds the courts below it and is generally bound by its own previous decisions, subject to the exceptions in Young v Bristol Aeroplane Co (conflicting decisions, a decision overruled by the Supreme Court, or a decision made per incuriam, through carelessness).
- The High Court, then the Crown, County and Magistrates' Courts, are bound by the courts above and (for the High Court) generally by themselves at the same level only persuasively.
Persuasive precedent and avoiding precedent
Persuasive precedent is a decision a court may follow but is not bound to: it includes obiter dicta, decisions of lower courts, dissenting judgments, and decisions of the Judicial Committee of the Privy Council and foreign common-law courts. Judges can avoid a binding precedent in three main ways:
- Overruling. A higher court in a later case declares that an earlier decision of a lower court (or its own) was wrong, so it is no longer good law (R v Shivpuri overruling Anderton v Ryan).
- Reversing. A higher court overturns the decision of a lower court in the same case on appeal.
- Distinguishing. A judge finds material differences in the facts that justify not following an otherwise binding precedent (Merritt v Merritt distinguished from Balfour v Balfour).
Examples in context
A strong evaluation links the hierarchy and the avoidance methods to the certainty-versus-flexibility debate and concludes.
Try this
Q1. Explain the difference between binding precedent and persuasive precedent. [10 marks]
- What the marker wants. Precise AO1: binding precedent (the ratio of a higher court, which a lower court must follow) versus persuasive precedent (obiter dicta, lower court and Privy Council decisions, dissenting judgments, which a court may but need not follow).
Q2. Discuss the extent to which the doctrine of judicial precedent strikes the right balance between certainty and flexibility. [20 marks]
- Cue. An AO3 evaluation: weigh certainty, consistency and detailed rules against rigidity and dependence on litigation, using the avoidance methods (overruling, distinguishing) and the Practice Statement, then judge whether the balance is acceptable.
Exam-style practice questions
Practice questions written in the style of OCR exam questions on this dot point, with worked answer explainers. The year tag is the paper they imitate, not the source.
OCR H418/02 2020 (Section A style)15 marksDescribe the doctrine of judicial precedent, including the court hierarchy and the meaning of ratio decidendi and obiter dicta. [a medium-tariff Section A question; true tariff varies between 10 and 15 on the real paper]Show worked answer →
A Section A knowledge question, mainly AO1, rewarding accurate definitions and the hierarchy.
Stare decisis. To stand by what has been decided: like cases should be decided alike, so the decisions of higher courts bind lower courts.
Ratio and obiter. The ratio decidendi is the legal reasoning essential to the decision, which is binding. Obiter dicta are things said by the way (for example a hypothetical), which are persuasive only (the obiter in R v Howe was followed in R v Gotts).
The hierarchy. Supreme Court (binds all lower courts), Court of Appeal (binds itself, subject to Young v Bristol Aeroplane, and lower courts), High Court, then the Crown, County and Magistrates' Courts. The Supreme Court can depart from its own decisions under the Practice Statement 1966.
A top answer defines stare decisis, ratio and obiter and sets out the hierarchy.
OCR H418/02 2022 (Section B essay)20 marksDiscuss the extent to which judges are able to avoid following an earlier precedent. [Section B extended-response evaluation, AO3]Show worked answer →
An AO3 evaluation essay marked by levels of response. The top level explains the methods, tests how freely they can be used and judges.
The methods. Overruling (a higher court declares an earlier decision wrong, as in R v Shivpuri overruling Anderton v Ryan); reversing (a higher court reverses the same case on appeal); distinguishing (finding material factual differences, as Merritt v Merritt was distinguished from Balfour v Balfour); and the Supreme Court's Practice Statement 1966 power to depart from its own past decisions when it appears right to do so.
Evaluation. These give real flexibility, but they are constrained: overruling needs a suitable later case to reach a high enough court; the Court of Appeal is tightly bound by Young v Bristol Aeroplane; distinguishing can be artificial; and certainty is valued, so courts depart sparingly.
Judgement. Conclude that judges have genuine but limited freedom, balancing certainty against the need to develop the law. The top level judges rather than lists.
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Sources & how we know this
- OCR A Level Law (H418) specification — OCR (2017)