How does the decision of a court in one case bind the courts that come after it?
Judicial precedent: stare decisis, ratio decidendi and obiter dicta, the hierarchy of the courts, binding and persuasive precedent, and the ways judges can avoid precedent.
A focused answer to the AQA A-Level Law judicial-precedent topic, covering stare decisis, ratio decidendi and obiter dicta, the court hierarchy, binding and persuasive precedent, and how judges overrule, reverse, distinguish or follow the Practice Statement.
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What this dot point is asking
AQA wants you to explain the doctrine of binding precedent, distinguish the ratio from obiter, set out the court hierarchy, and explain the mechanisms judges use to avoid a precedent. You should be able to evaluate precedent for certainty and flexibility.
The doctrine and the parts of a judgment
A judgment has two parts. The ratio decidendi is the principle of law on which the decision is based; it is the binding part. The obiter dicta are "things said by the way", such as comments on hypothetical facts; these are only persuasive. The famous obiter in R v Howe (that duress is no defence to attempted murder) became the binding ratio in R v Gotts.
The court hierarchy
Avoiding precedent
- The Practice Statement 1966 lets the Supreme Court depart from its own previous decisions when it is right to do so; it was first used in a civil case in Conway v Rimmer and in a criminal case in R v Shivpuri.
- The Court of Appeal is normally bound by its own decisions, but under Young v Bristol Aeroplane Co it may depart where there are conflicting past decisions, where its decision conflicts with a later Supreme Court decision, or where its earlier decision was made per incuriam (in error).
- Overruling is where a higher court states that the law in an earlier case is wrong. Reversing is where a higher court changes the decision of a lower court on appeal in the same case. Distinguishing is where a judge finds the material facts of the present case are different, so the earlier precedent does not apply, as in Balfour v Balfour and Merritt v Merritt.
A frequent exam task is to evaluate precedent. Its advantages are certainty (people can predict how the law applies and settle disputes accordingly), consistency and fairness (like cases treated alike), the capacity for flexibility through the Practice Statement and distinguishing, the precision of rules built from concrete facts, and time-saving once a point is settled. Its disadvantages are rigidity (a bad precedent may bind until a suitable case reaches a court able to depart from it, and litigants face the cost and delay of appealing), complexity (hundreds of thousands of reported cases make the law hard to find), the difficulty of isolating the ratio within a long judgment, and the unpredictability that judicial creativity can introduce. There is also a constitutional concern that unelected judges effectively make law, which feeds the wider debate on the separation of powers, although judges respond that they only develop the common law incrementally. A strong answer balances certainty against flexibility and concludes on whether the doctrine strikes the right balance.
How precedent is examined
Judicial precedent is examined through descriptive questions on the mechanics and evaluative questions on certainty against flexibility. Examiners reward correctly distinguishing ratio from obiter, accurately naming the avoidance mechanisms and the Young v Bristol Aeroplane exceptions, and a balanced conclusion.
Exam-style practice questions
Practice questions written in the style of AQA exam questions on this dot point, with worked answer explainers. The year tag is the paper they imitate, not the source.
AQA 201910 marksDiscuss the advantages and disadvantages of the doctrine of judicial precedent. [10 marks]Show worked answer →
A Discuss question rewards balanced AO3. Advantages: certainty and consistency (like cases decided alike), so lawyers can advise clients; flexibility, because the Practice Statement 1966 lets the Supreme Court depart from past decisions and judges can distinguish; precision built from real cases; and time-saving once a point is settled.
Disadvantages: rigidity, since a poor precedent may bind until a suitable appeal arises; complexity, with hundreds of thousands of reported cases; the difficulty of identifying the ratio decidendi; and the unpredictability that flexibility can bring. Markers reward developed points on both sides, accurate use of the Practice Statement and Young v Bristol Aeroplane, and a supported conclusion balancing certainty against flexibility.
AQA 20214 marksExplain the difference between overruling and distinguishing a precedent. [4 marks]Show worked answer →
Overruling is where a higher court decides that the legal principle in an earlier, different case was wrong and should no longer be followed, changing the law (for example the Supreme Court using the Practice Statement). Distinguishing is where a judge finds that the material facts of the present case differ from those of the earlier case, so the earlier precedent does not apply and need not be followed, as illustrated by the contrast between Balfour v Balfour and Merritt v Merritt. Markers reward the point that overruling changes the law from a separate case while distinguishing simply sidesteps a precedent on the facts.
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Sources & how we know this
- AQA A-level Law (7162) specification — AQA (2017)